Disclosures — KingsRock

About us Our Expertise Geography Team Senior Advisors Advisory Board Media Contact Disclosures

About us Our Expertise Geography Team Senior Advisors Advisory Board Media Contact Disclosures

Legal Disclosures

KingsRock Securities, LLC.
KingsRock Advisors UK, Ltd.
KingsRock Advisors Europe, AB.

(wholly owned subsidiaries of KingsRock Advisors LLC.)

US DISCLOSURE

KingsRock Securities, LLC.
Legal Disclosures
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Business Continuity Plan Summary

UK DISCLOSURE

KingsRock Advisors UK Ltd

EU DISCLOSURE

KingsRock Advisors Europe AB

KingsRock Advisors LLC • 900 Third Avenue, 10th Floor • New York, NY 10022

Securities offered by KingsRock Securities LLC, a FINRA member firm and SIPC, and a wholly owned subsidiary of KingsRock Advisors LLC

KingsRock Advisors UK Ltd • 13 Hanover Square, 5th Floor • London W1S 1HN

KingsRock Advisors UK Ltd is a private limited company registered in England and Wales with registration number 15240371. Its registered address is at 71-75 Shelton Street, Covent Garden, London, WC2H 9JQ, UK. KingsRock Advisors UK Ltd (FRN 1006329) is an Appointed Representative under Bluegrove Capital Management Ltd (FRN: 960363), which is authorised and regulated by the Financial Conduct Authority.

KingsRock Advisors Europe AB is incorporated in Sweden (EU), with registered office at Grev Turegatan 14, 114 46 Stockholm, Sweden, and is a tied agent of Svensk Värdepappersservice i Stockholm AB, a Swedish investment firm authorized and regulated by the Swedish Financial Supervisory Authority (Sw. Finansinspektionen) under the Swedish Securities Market Act (Sw. lag (2007:528) om värdepappersmarknaden).

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